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Be part of a bank like no otherWhen you work with the world`s most innovative companies, you know you`re making a differenceOur clients are the game changers, leaders and investors who fuel the global innovation economyThey`re the businesses behind the next medical breakthroughsAnd the visionaries whose new technologies could transform the way people live and workThey come to svb for our expertise, deep network and nearly forty years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising svbers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their businessJoin us at svb and be part of bringing our clients` world-changing ideas to lifeAt svb, we have the opportunity to grow and collectively make an impact by supporting the innovative clients and communities svb servesWe pride ourselves in having both a diverse client roster and an equally diverse and inclusive organizationAnd we work diligently to encourage all with different ways of thinking, different ways of working, and especially those traditionally underrepresented in technology and financial services, to applyJob description srFin risk & controls analyst-india job summary : the senior financial risk & controls analyst assists their supervisor in the review of processes and procedures impacting financial reporting in order to evaluate best practices, efficiency opportunities, and compliance with the requirements of the sarbanes-oxley act (sox)The primary responsibility of the senior analyst is the execution of walkthroughs and testing key controls and may guide analyst and other leads to complete related workThe senior analyst will ensure that process owners are updating documentation (i.e., flowcharts and risk control matrix, as part of quarterly 302 certifications) and will provide consulting support to the businessThe senior analyst will be responsible for updating status of control testing, discussing delays, and assisting with project status reportingAdditionally, the senior analyst will assist with adhoc and special projectsIn this role, the senior analyst has the opportunity to deliver on completion of testing to support sox 404 and 302 opinions while identifying risks that could impede the scalability of operationsThis person will play an important role in working with bank operations to deliver solutions for challenges faced by the growth of the organizationSenior financial risk and controls analyst will be primarily responsible for the below:
Update and maintain all sox related artifacts including narratives, flowcharts, and risk control matrix with the requests of the business
Coordinate with the business to set up walkthroughs and obtain testing support as needed
Clearly document walkthrough and testing procedures performed, issues identified, and report issues to supervisor
Guide analyst and leads to complete testing needs
Assist in quarterly 302 certifications drive to the business unit and get management attestations
Assist your supervisor with communicating deficiencies, reviewing responses for validity, and tracking remediation efforts
Track status to the plan and report delays to supervisor and assist with management reporting
Provide recommended changes to controls if underlying processes have changed or new items / risks added to the business in an advisory function
Assist with internal and external audit requests and respond to follow up questions timely
At the direction of your supervisor, assist with special projects to ensure internal controls over financial reporting compliance is obtained
Educational and professional experience
Bachelor’s degree in accounting or finance with mba in finance will be preferred
Cpa or cia /ca certifications preferred
4+ years of experience in internal controls over financial reporting (icfr – sox), broad understanding of internal control concepts (coso 2013), financial reporting (u.sGaap), auditing standards (gaas), and iia standards and various auditing techniques
© 2021 svb financial groupAll rights reservedSvb, svb financial group, silicon valley bank, make next happen now and the chevron device are trademarks of svb financial group, used under licenseSilicon valley bank is a member of the fdic and the federal reserve systemSilicon valley bank is the california bank subsidiary of svb financial group (nasdaq: sivb)Equal employment opportunity silicon valley bank is an equal opportunity employer and is dedicated to expanding its commitments and investments to create a more diverse, equitable and inclusive company culture and innovation ecosystemWe are strongly committed to the values and policy of equal employment opportunity across our employment practicesSilicon valley bank is registered in england and wales at alphabeta, 14-18 finsbury square, london ec2a 1br, uk under noFc029579Silicon valley bank is authorised and regulated by the california department of business oversight and the united states federal reserve bank; authorised by the prudential regulation authority with number 577295; and subject to regulation by the financial conduct authority and limited regulation by the prudential regulation authorityDetails about the extent of our regulation by the prudential regulation authority are available from us on request.
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