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Job type full-time regular / permanent
Full job description
Job: compliance primary location: asia-india-chennai schedule: full-time employee status: permanent posting date: 07/mar/2022, 1:45:05 am unposting date: ongoing about standard chartered we are a leading international bank focused on helping people and companies prosper across asia, africa and the middle eastTo us, good performance is about much more than turning a profitIt`s about showing how you embody our valued behaviours – do the right thing, better together and never settle – as well as our brand promise, here for goodWe`re committed to promoting equality in the workplace and creating an inclusive and flexible culture – one where everyone can realise their full potential and make a positive contribution to our organisationThis in turn helps us to provide better support to our broad client baseThe role responsibilities
Processes
Peform quality control process for transation monitoring and name screening alerts as stated in the doi’s and by employing a risk based approach to address financial crime/money laundering risks
Assist in publishing quality control results and participate/lead discussions with the investigative teams to highlighted identified exceptions and thematic trends, if any
Adhere to expected deadlines as stated in the doi’s and recommend appropriate process/doi changes
Risk management
Inform senior management of serious regulatory breaches (or where risk tolerances have been breached) and ensure that actions are taken quickly to remediate and/or activities are ceased.
Qc outcome including supervisory checks to be performed / shared with or testing team for performance of cst/kci.
Governance
Propose process improvements, enhancements and simplifications where appropriate.
Be accountable for identification and escalation of potential risks and issues to senior management through appropriate governance channels and the quality control outcome framework.
In the event of serious regulatory breaches, or where risk tolerances have been breached, ensure senior management are informed and that actions are taken quickly to remediate and/or activities are ceased.
Regulatory & business conduct
Display exemplary conduct and live by the group’s values and code of conduct.
Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across standard chartered bankThis includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the group code of conduct.
Lead the surveillance excellence to achieve the outcomes set out in the bank’s conduct principles: fair outcomes for clients; effective operation of financial markets; financial crime prevention; the right environment.
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters
People and talent
Promote and embed a culture of openness, trust and risk awareness, where ethical, legal, regulatory and policy compliant conduct is the norm.
Stimulate an environment where forward planning, prioritisation, deadline management and streamlined workflows and collaborative, inclusive yet effective and efficient work practices are the norm.
Key stakeholders
Fcc case investigation team within the country.
Internal and external reviewers
Other responsibilities
Embed here for good and group’s brand and values in fcc controls,
Perform other responsibilities assigned under group, country, business or functional policies and procedures.
Our ideal candidate
4 to 5 years of relevant work experience in the following areas:
[for screening:
Sanctions and screening (pep, adverse media and transaction) surveillance skills
Awareness of key global financial sanction regulations
Analysis skills: able to analyse data, working knowledge of internet and ms office suite & independently assimilate, analyse and evaluate information from disperse data sources to determine a course of action (e.gCase closure or escalation), and record and communicate this decision clearly and concisely.
Banking: knowledge in terms of customers, products and transactions
Banking operations experience (client due diligence, payments, trade, markets or other) and service-oriented attitude.
Working knowledge of payment systems including swift messaging networks
Excellent communication in english (articulation and writing).]
[for monitoring:
Aml and terrorist financing transaction monitoring investigation/surveillance skills
Awareness of key money laundering regulations, financial crime patterns and the ability to understand the money laundering risks involved in the products and services offered by the bank
Awareness of transaction monitoring systems (e.gActimize, norkomMantas)
Analysis skills: able to analyse data trends and out of pattern activities, working knowledge of internet and ms office suite & independently assimilate, analyse and evaluate information from disperse data sources to determine a course of action (e.gCase closure or escalation), and record and communicate this decision clearly and concisely.
Banking: knowledge in terms of customers, products and transactions with expertise in at least one customer segment (retail, corporate and institutional banking, private banking, correspondent banking, trade)
Banking operations experience (client due diligence, payments, trade, markets or other) and service-oriented attitude.
Excellent communication in english (articulation and writing).]
Apply now to join the bank for those with big career ambitionsTo view information on our benefits including our flexible working please visit our career pagesWe welcome conversations on flexible working.
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